AML, GDPR, risk management — if you're in business, you have compliance obligations. RegTechPRO gives you the framework to prove it.
Book a ConsultationBeyond FCA regulation
Universal risk management
Prove compliance to anyone
Compliance obligations don't disappear just because you're not FCA-regulated.
HMRC, ICO, or a client audit is coming — and you've got nothing documented. Panic mode activated.
AML training? Risk assessments? Data audits? Always on the to-do list. Never actually done.
You know there are rules. You're just not sure which ones apply to your business — or how to comply.
Risk registers, training logs, client due diligence — scattered across drives and inboxes. No audit trail.
Your compliance knowledge lives in one person's head. When they leave or get sick, you're exposed.
Enterprise clients want to see your compliance framework before they'll work with you. Can you show them?
Whether it's AML, GDPR, or risk management — RegTechPRO has you covered.
Build and evidence your anti-money laundering framework. Customer risk assessments, SAR reporting, sanctions screening — everything HMRC expects.
Data protection policies, ROPA, DPIA, breach registers — demonstrate compliance to the ICO with structured evidence.
Centralised risk registers with likelihood/impact scoring, control assessments, and board-ready reporting.
You don't need FCA authorisation to need proper compliance. If any of these apply, RegTechPRO is for you.
HMRC-supervised for AML. Need risk assessments, client due diligence, and training records.
SRA-regulated with AML obligations. CDD, source of funds checks, and risk-based approach.
HMRC-supervised for AML under MLR 2017. Customer due diligence is mandatory.
GDPR compliance, data processing agreements, and security frameworks for enterprise sales.
Right to rent checks, client money handling, and AML for high-value transactions.
Right to work verification, GDPR compliance, and contractor due diligence frameworks.
Each module is mapped to its regulator (ICO, HMRC, Companies House, NCSC, TPR and the rest), pre-loaded with expert templates and wired into Otto for live MI, deterministic scoring, and board-ready reports. Click any module to see the full feature page.
A PRIN 2A.9 board report drafted from your own data. 238 attestations with a named per-question audit trail, evidence linked to Google Drive, year-on-year diff and adverse outcome tracking — Otto pulls it all into the 29-page board report.
Policies with teeth — drafted by Otto, reviewed by your team, approved under version lock. 74 regulator-anchored templates across 10 categories, operationalised into live tasks.
The platform's flagship module. 1,139 expert-built monitoring checks across 8 regulators (FCA, ICO, HMRC, HSE, TPR, Companies House, Home Office, EU DORA). Live MI dashboard, dual-mode calendar, attestations, registers — and Otto's 12-section Annual Compliance Monitoring Report drafted from your live data.
Enterprise GRC at SME pricing. 5×5 three-score register, third-party register (SYSC 8 / CTP regime), force-directed risk network with concentration alerts, RCSA campaigns with signed audit snapshots, field-level audit trail — and a 15-section Otto AI Risk Committee Report drafted from your live data.
SM&CR, fitness and training in one register. 222 fields per person covering SMF mapping, APER/IDD certification, a 55-question F&P test and CPD tracking.
One live feed across 13 UK regulators, filtered to your firm by AI. Assess what matters in a change register, track tasks and deadlines, and export Otto board reports — plus a curated FCA insights and reference library.
FCA applications, tracked end-to-end. A 4-stage lifecycle, 41-item document checklist, and an 8-section Otto Application Requirements Report mapped to the RAO Articles.
Important business services, mapped. 84-point Resilience Health score, 20-step Immediate Response, Live Incident Mode with FCA 4-hour countdown, tabletop exercise programme, and Otto's 5-format report engine (Full BCP, FCA Dry-Run mock interview, Board Quarterly, Exec Summary, SYSC 15A Snapshot).
The complete MLRO operating system. 25 live registers, 30 FCA-minimum controls, 132-question Gap Analysis, year-on-year locked records, named-attestor audit trail, central Evidence register, 13-cycle MLRO operating calendar — and six Otto-drafted regulator-grade reports including the 14-section JMLSG Annual and a 12-question FCA Supervisory Readiness dry-run.
UK GDPR, DPA 2018 and PECR end-to-end. 11 tabs, 13 live registers (ROPA, DSR, breach, DPIA, transfers…), 30 ICO Accountability controls, 15 policy templates — and five Otto-drafted regulator-grade reports including the 14-section DPO Annual, drafted from your own data, not templates.
Google Docs for compliance. Every editable document is a live Google Doc, auto-centralised from across the platform with source-module provenance and full revision history. No customer Workspace subscription required.
The cost of non-compliance is far greater than the cost of getting it right.
Hear from the firms that have transformed their compliance with RegTechPRO
We replaced three separate spreadsheets and a shared inbox with RegTechPRO. Our monitoring plan is now fully structured, nothing falls through the cracks, and I can pull a board report in under a minute. It paid for itself within the first quarter.
The MI Dashboard changed how I talk to the board. I used to spend days pulling data together — now I walk in with a real-time compliance health score and a clear action log. Otto AI is genuinely useful too, our team asks it regulatory questions before they come to me.
CONC compliance was our biggest headache. RegTechPRO gave us pre-built templates for every requirement and a monitoring plan that actually gets used. Policy Studio saved us weeks — we had all our policies drafted, approved and tracked within the first month.
We oversee 30+ ARs and before RegTechPRO it was chaos — chasing updates by email, no visibility on who was overdue. Now every AR has their own login, I can see compliance status across the network instantly, and onboarding a new AR takes days instead of weeks.
As a compliance consultancy, we needed something our clients could actually use themselves. RegTechPRO lets us manage 40+ firms from one dashboard while giving each client their own portal. We've tripled our client base without adding headcount. It's the backbone of our business now.
We're a small IFA firm — just four advisers. I was worried it would be too complex but it's genuinely straightforward. The compliance assessment templates walk you through everything step by step. We went from dreading our annual review to having it done in an afternoon.
What a non-FCA UK firm wants to know about ICO, AML, GDPR and procurement-grade compliance evidence.