Turn compliance anxiety into stress-free confidence. RegTechPRO reads the FCA Handbook and Register to help you find your gaps before the FCA does. Designed by people that care about helping you get it right.
Trusted by 250+ UK-regulated firms · Built to give you peace of mind.
14-day free trial · No long-term contract · Take the tour
Two questions decide how that conversation goes: where are your gaps, and can you prove the rest? Most firms can answer neither with confidence because nothing holds the evidence to prove that you've met the obligations.
Many firms are working in the dark about the extent of their obligations, guessing, doing some things and dreading the idea of contact from the FCA.
The monitoring plan in one workbook, breaches in another, training in a third that hasnt been touched for over a year.
Doing the work and proving you did it are two different jobs. Produce it late, incomplete, or without dates and sign-off, and the regulator treats it exactly as though it never happened.
In a regulated industry where everyone has to do it, the firms that do compliance best, grow faster, win more clients, and sleep better at night. RegTechPRO is the complete FCA compliance operating system which gives you the tools to do exactly that.
Your RegTechPRO Homepage — everything overdue, due or waiting on you, across every module and every workflow you can reach at a glance. Every row opens the real record, so nothing slips through.
Every compliance conversation, kept on the record and linked to the work it is about. Turn a message into a task, approve or send back what is waiting on you, and file attachments straight to the Document Library. Only the people named on a conversation can read it.
Board packs, MLRO annuals, Consumer Duty reviews, BCPs and FCA dry-runs — Otto drafts every regulator-grade report from your live data, cited to the source rule.
Exportable board-ready management information that meets the regulator's oversight expectations — live RAG status, drill-through to the underlying evidence, and clear ownership so issues get spotted and actioned quickly, not buried in a spreadsheet.
1,139 expert-built templates across seven regulators, with the registers, attestations and assessments to evidence every FCA obligation.
Build any form your firm needs in minutes. Drag-and-drop fields, conditional logic, named owners and evidence attachments — no code, no consultants, no waiting list.
Otto is built into every module — answering compliance questions from your firm's live records with handbook citations, drafting, scoring and rewriting your policies, and writing the commentary for board-ready reports. AI drafts, humans decide.
Start with your FRN, not a blank form. RegTechPRO reads the FCA Handbook and the Financial Services Register for you, and sets each rule beside the checks that prove you comply, to help you find your gaps.
Your details and permissions arrive from the Financial Services Register, ready to save. A person’s IRN brings in their roles the same way, and anything out of step with the Register is flagged.
Rule Map suggests the Handbook chapters that come with your permissions and sets each rule beside the checks on your plan that test it. A rule nothing tests shows up as a gap, with a check to add.
You see the wording before and after, the day it takes effect and what on your plan it touches. Create a task, talk it through in Messages or mark it reviewed, all on the record.
Illustrative example. Handbook wording © Financial Conduct Authority.
Three simple plans — Starter, Growth and Pro. Every plan includes a powerful foundation as standard, with no bundles to decode, no minimum and no per-user fees. Move up a plan any time.
Choose Starter, Growth or Pro for the modules your firm is regulated for — and nothing you don’t.
Every plan includes the Document Library, Otto AI and unlimited users — at no extra cost.
One simple monthly bill. Move up a plan as your regulatory obligations grow.
RegTechPRO isn't just an FCA tool — it's a corporate compliance OS. From FCA sourcebooks to UK statutes, data & cyber to cross-regulator obligations, every framework your firm is on the hook for — built in, evidenced, kept current.
Trained on senior compliance expertise and 150+ expert documents. Working across every module of RegTechPRO. You do the compliance work — Otto produces the regulator-ready output.
Unlike generic AI, Otto is grounded in 150+ expert documents, regulator handbooks, and senior compliance experience across the strictest regimes. It reads the structured data you capture in the platform — risk assessments, CDD tables, IBS mapping, MI, training records — and produces the documents the regulator expects to see. Every Handbook rule it cites is checked against the FCA Handbook itself.
Generic AI can quote the FCA handbook. Otto does that too — but that's not the moat. Otto reads your live compliance data across every register, task, risk and MI chart. Ask it where to focus this week, which risks are heating up, or how to balance your team's workload — and it answers from your firm, not a generic prompt.
Whether you're directly authorised, an appointed representative, a principal firm with a network, or a consultant — we've got you covered.
Sector-specific monitoring chapters, register variants and policy templates, mapped to the rules your firm actually answers to. Find yours below.
A fortnight to try it, a day to set it up, and a monthly plan you can leave whenever you like.
Start on any plan and put the whole platform to work for a fortnight — your firm, your data, your workflows.
The template library arrives pre-seeded. Most firms are running their monitoring programme the day they join.
Comprehensive onboarding, video tutorials and live support — from people who speak compliance.
Simple monthly billing. No minimum term and no setup fees.
White-label branding comes with Pro — add your logo, accent colour and sidebar palette once, and every screen your team or your clients open looks like it was built in-house.
Set once by your admin — live for every workflow and every user.
Everything you need to know about RegTechPRO
Turn compliance anxiety into stress-free confidence. RegTechPRO reads the FCA Handbook and Register to help you find your gaps before the FCA does. Designed by people that care about helping you get it right.
14-day free trial · No long-term contract · Take the tour
Trusted by 250+ UK-regulated firms · Built to give you peace of mind.
Tap the tabs to explore each area, and tap any screen to enlarge — then pinch or double-tap to zoom in close.
Three simple plans — Starter, Growth and Pro. Every plan includes a free foundation too. No bundles, no minimum, no per-user fees.
Trained on senior compliance expertise and 150+ expert documents, working across every module. You do the compliance work — Otto produces the regulator-ready output.
Directly authorised, appointed representative, principal firm or consultant — we’ve got you covered.
Sector-specific monitoring chapters, register variants and policy templates, mapped to the rules your firm answers to.
A fortnight to try it, a day to set it up, and a monthly plan you can leave whenever you like.
Start on any plan and put the whole platform to work for a fortnight.
The template library arrives pre-seeded — most firms are running the day they join.
Onboarding, video tutorials and live support — from people who speak compliance.
Simple monthly billing. No minimum term and no setup fees.
White-label branding comes with Pro — add your logo, accent colour and sidebar palette once, and every screen your team or your clients open looks like it was built in-house.
Set once by your admin — live for every workflow and every user.
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