Twelve regulatory-anchored modules with the expertise built in — step-by-step guidance on every screen, 1,000+ ready-made templates, and Otto, your AI compliance analyst, one question away. Bundled into three simple plans so you pick the one that fits your firm. For FCA-regulated firms that need supervisory-grade evidence — fast.
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The surface the Compliance Officer opens daily — live completion, coverage and findings by severity across 1,139 expert-built check templates in 74 categories, with a unified register for attestations, breaches, complaints and conflicts.
The SM&CR register of regulated individuals — each record opens a regime-aware editor covering the Statement of Responsibilities, fit-and-proper assessment, annual certification, due diligence and CPD.
Thirteen UK regulators — FCA, PRA, ICO, OFSI and nine more — unified into one feed refreshed hourly, with Otto’s firm-relevance filter narrowing it to what affects your permissions and products.
All four outcomes, the three cross-cutting rules and vulnerable-customer obligations on one dashboard. Humans attest the 238 firm-level questions; Otto synthesises the Annual Board Report from that live record.
The MLRO’s view of nine financial-crime regimes — from AML and sanctions to market abuse and fraud — scored through 10 weighted pillars into a single Financial Crime Health score.
The Risk Health dashboard over a 5×5 register scoring inherent, residual and appetite separately — backed by mirrored controls, KRIs, loss events, action plans and stress scenarios.
A five-stage policy lifecycle from blank page to FCA-ready evidence — Otto drafts from a 74-template library, scores and improves the document, then extracts every commitment as a tracked task.
The 84-point Resilience Health Score re-derives from the firm’s actual register data — 11 of the 17 sections calculate automatically — so the number reflects reality rather than self-certification.
The DPO’s working registers — ROPA, data-subject rights, breaches, DPIAs and international transfers — scored against a 30-control ICO accountability checklist, with a live 72-hour breach clock.
A guided FCA authorisation and MLR registration tracker with a live 180-day assessment countdown, from the Otto-drafted requirements blueprint through to the FCA’s decision.
Each appointed representative gets its own onboarding, due-diligence, monitoring and annual-review record, scored against a 25-item SUP 12 checklist and rolled up into a network view.
The Client Assets sourcebook as structured registers, calculators and reconciliation engines — a CASS 1 applicability engine switches on only the chapters that bind your firm, and the Health score re-derives from live data.
Open any module card below for features, screenshots and its full page.
Every module maps to its FCA sourcebook, comes pre-loaded with expert templates and is wired into Otto for live MI and board-ready reports. Tap any card for the detail right here — or follow the link to its full page.
Your AI compliance analyst, one question away on every screen — grounded in your firm’s live data.
Plain-English guidance built into every form and register, so the expertise is in the platform, not a manual.
Checks, policies and attestations pre-loaded, so you start from a library rather than a blank page.
A drag-and-drop builder with 14 field types, for the registers and checks that are unique to your firm.
The FCA’s 55-question fit-and-proper assessment, ready to run for every senior manager and certified person.
An hourly feed from 13 UK regulators, filtered to what affects your firm’s permissions and products.
Every colleague on the platform at no extra cost — one subscription covers the whole firm.
One central library where every module files its evidence — the answer to “show me the records”.
Otto is the platform’s built-in compliance analyst — she reads your live data across every module, not a generic handbook summary.
A 12-section Annual Compliance Monitoring Report drafted from the firm’s live monitoring data — coverage, findings and remediation, section by section.
MLRO annual, DPO annual, Risk Committee and Consumer Duty board reports — each drafted from that module’s live records.
The in-platform assistant answers from your own registers, with sources cited — which reviews are overdue, where the file is thin, what closes the gap.
Otto drafts a policy from the 74-template library, scores and improves it, then extracts every commitment as a tracked task.
AI drafts, humans decide — nothing is auto-submitted.
The short answers before you open a card — or a call.
White-label branding is included with Pro. Add your logo, set your accent colour and sidebar palette, and the platform your team opens every morning looks like it was built in-house — because, as far as they’re concerned, it was.
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