Fifteen regulatory-anchored modules, 1,000+ expert-built templates, and Otto — your AI compliance analyst. Each is a complete system in its own right; take only the ones your firm needs. Built by FCA experts, for FCA-regulated firms that need supervisory-grade evidence — fast.
Book a ConsultationEach module is mapped to its FCA sourcebook, pre-loaded with expert templates, and wired into Otto for live MI, deterministic scoring, and board-ready reports. Click any module to see the full feature page.
A PRIN 2A.9 board report drafted from your own data. 238 attestations with a named per-question audit trail, evidence linked to Google Drive, year-on-year diff and adverse outcome tracking — Otto pulls it all into the 29-page board report.
Policies with teeth — drafted by Otto, reviewed by your team, approved under version lock. 74 regulator-anchored templates across 10 categories, operationalised into live tasks.
The platform's flagship module. 1,139 expert-built monitoring checks across 8 regulators (FCA, ICO, HMRC, HSE, TPR, Companies House, Home Office, EU DORA). Live MI dashboard, dual-mode calendar, attestations, registers — and Otto's 12-section Annual Compliance Monitoring Report drafted from your live data.
Enterprise GRC at SME pricing. 5×5 three-score register, third-party register (SYSC 8 / CTP regime), force-directed risk network with concentration alerts, RCSA campaigns with signed audit snapshots, field-level audit trail — and a 15-section Otto AI Risk Committee Report drafted from your live data.
Per-AR submission architecture for the post-Dec 2022 enhanced regime. SUP 12.4 / 12.5 / 12.6 / 12.6A / 12.7 / 12.9 + FIT 1.3, end-to-end. Board Sign-Off, Intensified Monitoring, Pending Approvals, SMF approver field, Customer Outcomes Oversight, External Readiness, SUP 15 prep pack, per-AR PDF Scorecard, and Otto’s 5 SUP 12 report formats.
The entire FCA Client Assets sourcebook as an operating system. CASS 1A–15 + SUP 3.10, with an applicability engine that switches on only the chapters your firm is subject to. Client-money calculation and reconciliation engines, custody registers, the 48-hour CASS 10 resolution pack, breach tracking, and Otto’s CASS reports drafted from your live data.
SM&CR, APER and IDD compliance, fitness and training in one register. 222 fields per person covering SMF mapping, certification, a 55-question F&P test and CPD tracking.
Important business services, mapped. 84-point Resilience Health score, 20-step Immediate Response, Live Incident Mode with FCA 4-hour countdown, tabletop exercise programme, and Otto's 5-format report engine (Full BCP, FCA Dry-Run mock interview, Board Quarterly, Exec Summary, SYSC 15A Snapshot).
The complete MLRO operating system. 25 live registers, 30 FCA-minimum controls, 132-question Gap Analysis, year-on-year locked records, named-attestor audit trail, central Evidence register, 13-cycle MLRO operating calendar — and six Otto-drafted regulator-grade reports including the 14-section JMLSG Annual and a 12-question FCA Supervisory Readiness dry-run.
UK GDPR, DPA 2018 and PECR end-to-end. 11 tabs, 13 live registers (ROPA, DSR, breach, DPIA, transfers…), 30 ICO Accountability controls, 15 policy templates — and five Otto-drafted regulator-grade reports including the 14-section DPO Annual, drafted from your own data, not templates.
Your full FCA lifecycle. Otto-drafted authorisation and variation blueprints with a document checklist and a 180-day FCA assessment countdown — plus a recurring returns calendar (RMAR, REP-CRIM, CMAR, complaints…) with deadlines, owners and evidence.
One live feed across 13 UK regulators, filtered to your firm by AI. Assess what matters in a change register, track tasks and deadlines, and export Otto board reports — plus a curated FCA insights and reference library.
Trained on 25+ years of FCA expertise and 150+ specialist documents. Working across every module of RegTechPRO. You do the compliance work — Otto produces the regulator-ready output.
Unlike generic AI, Otto is grounded in 150+ expert-authored RegTechPRO documents, FCA handbooks, and 25+ years of real FCA compliance experience. It reads the structured data you capture in the platform — risk assessments, CDD tables, IBS mapping, MI, training records — and produces the documents the regulator expects to see.
From CONC to GDPR, AML to Consumer Duty — 70+ topics mapped to their FCA sourcebooks, each with expert-built templates and a dedicated module. If the rulebook mentions it, RegTechPRO has a template for it.
Hear from the firms that have transformed their compliance with RegTechPRO
We replaced three separate spreadsheets and a shared inbox with RegTechPRO. Our monitoring plan is now fully structured, nothing falls through the cracks, and I can pull a board report in under a minute. It paid for itself within the first quarter.
The Compliance Monitoring Hub changed how I talk to the board. I used to spend days pulling data together — now I walk in with a real-time compliance health score and Otto's board summary cited to the FCA Handbook. Our team asks Otto regulatory questions before they come to me.
CONC compliance was our biggest headache. RegTechPRO gave us pre-built templates for every requirement and a monitoring plan that actually gets used. Policy Studio saved us weeks — we had all our policies drafted, approved and tracked within the first month.
We oversee 30+ ARs and before RegTechPRO it was chaos — chasing updates by email, no visibility on who was overdue. Now every AR has their own login, I can see compliance status across the network instantly, and onboarding a new AR takes days instead of weeks.
As a compliance consultancy, we needed something our clients could actually use themselves. RegTechPRO lets us manage 40+ firms from one dashboard while giving each client their own portal. We've tripled our client base without adding headcount. It's the backbone of our business now.
We're a small IFA firm — just four advisers. I was worried it would be too complex but it's genuinely straightforward. The compliance assessment templates walk you through everything step by step. We went from dreading our annual review to having it done in an afternoon.
